5 I It In]: I: 5 tituctt-Int-r.: I'IhFc-t Execulivg Branch Personnel PUBLIC FINANCIAL- DISCLOSURE It-rm n-In Hat: nl Eleninn or Nominntinn (dim-1th. Ant 1- 001 fut:--1 Cah:nt|ur Yen: Incumbent Re It 2011 [3 Nut Enmmt. tn Tr.-tminatiun Filfl --EegTnr Late fur wltich I-'Hing i d_ _d I. In ua time . RICE Susan E. Tm' 0' US Permanent Fleptesentative tn the Unnen Nations Depanrnent or State l.nc:nion nf Pruscnt Orficc tut Adflteu: (Nam!-ct ("mitt '1'elt:nhunc Nu rinrhnir Arm ('twirl 20502 The U.S. Departrne-n1ol5tale.220l Street. NW. Washington. DC lit.-Id with the Fi:u't':t'nl Gm'cnt"rnertt During the Preceding I2 Same as .M'o\'cl l't't|t' uf Positionlsl and Ht-ld Snhicct In St-nalo Nam: of Committee Considcfirtg Numinatign [Jo to a Quallfied Diversified [Jams Na Ceflmcatlun Siznnturwfficmrtin: Individual Hill: t.H'um.h, Un_t'. law I that the statements I have made on this and all alltichtd ntettue.cnmt1lct'L- and curtecl to the best of mt- . I Kr -4 Olht-r Review llrdulrcd ht' agency) Signature at Othct Rex-iw.-er Dar. Y:-ti: Agenctr Ethics 0[I'IclttI's 5il'J1!JIulQ'If Dcsitrnaled Agenct' Ethics Ofliglti Unle Yrarl On tit: nt' cunlninctl in thit I conclude that filer is in with aonlicablr and rcauliuiuttu L-tubiuct to ant ill the huluw). Officu nf Ethius Use Onlv Sitznaturc' .r Jl-up I - rnmt:l1|< nl Reviewing tlfliciztls mane ttfihtwl but it fihnu rmml-rt ll '}In'll if I mt l'J':r Any indixidual who it tu filc this antl tn' th:tIt .tU dats the datr the r-.-nmt ls. ggquimt nu be filed, nt, if UH is gt:-tntud. more than SH 6335 the filing ht subicct tn a Slut] I1-u. 'I'ln- is lht' Pan rt! :tntl Part I nl Scitcduic where must :1Lw include Iht: filine vcat urn In tht: date you t'llc. Part II hf LII: it nut annlicnblu. I-"ilr-rs: Th_- Ir-nnrlillt' ocrind ht: nins at It'. the ht' your nrct-iuuc ends at the date of tctmimutinn. 0fSrJ'1edu|c 1) is not applicalvle. Numlnt-es. New Entrants and Candidates |'nr President and \"it:e President: t.ImuI:nr- rt-nrI'r-II In- int:-nrnc (BLOCK. Cl is lht: turn: and the current calcndar tear up In the date filittn. 't'n'ruc as oi ant datt \-nu that it within 3| days the date at I'll-Ina. 'it-hr-dnln Pnri H1 'lht.' tt.-pnrtine pcrittd is the nrcucdinn Vt:-ut Iht: up tu d.-ttc \nt.t that is within 3] dtt-ts tn' of -0 Shout nt :mangemcnI.< as the tlitlt' ul fithtn. ruvrin-"I the ta ta calcndut WJIS the calettdat up dalgpl filiflfi. Agencv Use Unlt DUE list: Onlt JUN 19 gm, 'l'oItn in NEW T5.m.tt! 0penSecrets.org Form 0922010; U.S. Oifiee offlowrnment El.l1.ics Rep-omng Irfiividuafs lT.n1e Page Number Rice, Susan E. SCHEDULE A 2 01/23/09 Assets and Income Valuation of Assets Income: tvoe and amount. If "None or less than $201)" is checked. no at close of other entry is needed in Block for that item. reporting period BLOCKA BLOCKB BLOCKC For you, ygur gnddepcndent chitihdren, - - report eac asset or tnvestment or -gt: production of income which had a fair market yalue at the close ofthe report- -. ma penod. or which generated more than $200 *5 _j Efrf Other Date -. - [ncorne (Man. Dav. Wll.l'l such income. 3 Yr.) For vourselfl also report the source and actual if 8 . 3 3 Actual amount of earned income exoeediua 3200 (other Amount) Honoraxia For vour spousereport t.he source butnot the amount ofeamed 5' . . 3_ 2. .3 moomeofmore actual acourrt of am' honorana over $200 vourspouse). =35' oz!-tea Nonea 7373' 2' its: gig. "ii - W-.3 a-W- tif?f, Exarnples - - - -4 - - . life - es - _?e_mEtone Bquityfiund 5'5 :2 'fig IRKI-Ieartland 500 Index Fund :3 _j ., efi . - DISTRI UIDOWVCINTL 2 . jg 375.; IBERDROLASA EE: 3-: 13' BANK OF AMERICA conp BAC :34 is; 2 DLAGEO DGE UNITED CONTINENTAL UAL 3 get 33- POSCO PKX -- DEVONENERGYCORP DVN 'gig X: e: reg; Kow KPN Nv er: . fie NORSK HYDRO ASA 'it: 5'3'f'jX 13- BFNCO SA gr; egg x: 3,33 GROUP We E3 CREDIT SUISSE GRP AG 5 MGM RESORTS INTL MG 33; pi; 3; -fig; SUN LIFE FNCL INC SLF 35;: gait 335 - +333; ICON PUB LTD co E: at X3 gfig 6 DEUTSCHE BANKAG rgiji . 333 in; '34 gig BASF SE :33; it': 3+ -33; 7 .3: 31-3" fig: THOMSON REUTERS conp TRI gig gaff gm I:-ti-E .- lit--F; . . This category appiiesfily ifthe is solely at of file spouse or dependent ildren. If he assetfmcome IS etti cr at of ll er or join meld by ler with the spouse or dependent children, mark the other higher categories of value, as appropriate. Prior Editions Cannot be Used. OpenSecrets.org Fonn 2'I'3(Re'v. D9l2Dl0) 5 CF.R Fm 2634 US. Office ofGoverrImcn1EI.hir:s Reporting LI1--dI7fdual's Name Rice. Susan E. SCHEDULE A continued (Use only if needed) Page Number 01123109 Assets and Income BLOCK A Valuation of Assets at close of reporting period BLOCK Income: two and amount. If "None or less than $201)" is checked. no other entry is needed in Block for that item. -1-. .-.-.-2 I E. 3.3 Efi if-33 Other Dale 3; c) . . :7 II1cor_nc (Ma. Dav33flfi Amount) Honofana . IE-sue Nonefi ATP CORP ATPG ya $3 53;? 3 WYNN RESORTS LTD WYNN 2 $23. fig' CDN UTILITIES LTD cu $33 2 TEJON RANCH co TRC :33; 3-3 xii? CORP NVDA ffiffi fie ROCHE 15.3: 3 ADVANCED ASX 3+2 CONTINENTAL RES CLR Eg? 335:? HSBC HOLDINGS HSBA $3 :3 3% ix; 4 CELGENE CORP CELG I $3 CLEARWIRECORP CLWR RIO TINTO LIMITED RIO -E. 5 GETINGE 2:5. 5- 51:3 )4 NATIONAL BKCDA NA SUNPOWER CORP 6 POWERSHS DBMULTISE nan AMERICAN EAGLE OUTFT AEO :3?Ei :5 HUMAN GENOME SCI HGSI 'jif'; as; $32? $33: 5' 7 SINGAPORE TELECOMM I33 SMITHFIELD FOODS INC SFD He 33; Q: flfi: BHP aILLrroN PLC an Egg; 3 TELSTRACORP us 3:53 33.: fig AOL INC AOL gig pg; :33' MOSAIC CHESAPEAKE ENERGY CHK a-*3 -13:5 $23, GAPINC ops i Egg 33;; Egg. . 3.3" 5:1? ml' 333 ail Prior Editions Cannot be Used. This category applles only if the assetfincomc is solely at of mark the olher higher categories of value, as appropriate. dcperrdent fiillc-iren. asseI/ ncorne Is eiuer that of the filer or jointfy '18 Ier wi the spouse or dependent amdfen, OpenSecrets.org (JOE Fonri osrrzoto) 5 C.F.R Pan 2634 U3. Office Reporting Indn-idual's Name Page Number (Use only if needed) 01i23l09 Assets and Income Valuation of Assets Income: woe and amount. If "None or less than $201)" is checked. no at close of other entry is needed in Block for that item. reporting period BLOCKA BLOCKB BLOCKC 3:35 ex: 334 ii ?33" mi 2 3 Egg Other Date iv 5 3 ME Inwnle 3 a (Sew - 33+? on 3- 2- TvpcActual Ontvif . g' - :3 -3 A 533- :5 I 8 -3 8 Amount) Honoraria .. . . - 5 I - . 3- 1: if.' 5' ii germ "32352;; HE 'l LENNAR CORP LEN .1 35fie? is $3525 is . . 00" NATURAL RES CNQ ii': sffe: tee: is :52 SHIRE SHP it? $53? 2 ms VEGAS smos cone LVS er. Egg fig not-eroovco nous COEUR MINES CDE gm fr: reg 3 MEDTRONIC INC MDT Egg Egg .33; we MAPLE LEAF FOODS MFI 3% 53.1 gigit-E3 1. .2. 4 MARVELL TECH GRP LTD MRVL reg we re 33;; fr WELLS FARGO8-C0 gas 'fit gg ZURICH cm. 3.. jg; egg. -H er; OPKO HEALTH INC oex 91:3" .. 3" gr'. CITIGROUPINC ii. we 6 MONSANTO CO MON i 21:3. ELECTRONICARTSINC EA 353%': E5 12?: fig it ill" El fie: er" vii fit'? SANOFI psi; "ii: 1-: eef 7 VODAFONE GROUP V00 tgi. Esra: fie isifi Es? E: 33 23.5-: E-pg Zgfifi; rfii 4.9 :35: -: 3 2'31' 5 . .-Q. -we as it set reset is; six: 3 BCE INC ace 1: fig gig: - TAIWAN SEM we set see - -fie' ICO DUCTOR TSM .11: ii. fig :3 $.52 at 5' its fa; 9 EMERSON ELEC CO EMR $3 1: 'iifi' 2 fifi 3% -we SUNCOR CORP =22: 2.-. %ie 35%? are? flus category applies only ifthe assetfineome is solely at ofthe filer's spouse rdepcndentch' en. [The asse ncome IS eitner that ofthefier orjoinlly neld by 1lerw1 the spouse or dependent children, mark the other higher categories ofvalue, as appropriate. Prior Editions Cannot be Used. OpenSecrets.org UUE Form 2'J'3{Rev. 0'9;'20l0J 5 Pm 263-I U.S. OlTtce Ethics Name Rice, Susan E. SCHEDULE A continued (Use only if needed) Page Number mark the other higher categories of value, as appropriate. 01I23l09 Assets and Income Valuation of Assets Income: tvoe and amount. If "None or less than $201)" is checked. no at close of other entry is needed in Block for that item. reporting period BLOCKA BLOC BLOCKC :33? mount 2 . I Other Date lnoor_ne (Ma. Dav'53' 3 1 -3 . ye: Afital Onlvif Amount} Honornna "us -3 5 9135* 3"-gar .2 3 3; .1333:? 35.3,' :5 . 1 ARCHER DANIELS MIDLD ADM mg; rig APPLE Inc AAPL MERCK TESCO TSCO 53'; hag' UNILEVER PLC ULVR Egg fie? -535 NOVARTISAG 12?: :13; 3 MARKETVECTORS ETF oox egg gt} [$35 .5 MOLYCORP we MCP EE ROYAL DUTCH SHELL gr: . ea .. 4 GLAXOSMITHKLINE GSK 33%: :3 FREEPORT-MCMORAN cse FCX 3-lag .5 E3: WAL MART STORES INC WMT fir: ml 5 DE 3:3: INTEL CORP INTC fi%? ROGERS COMMUNICATION RCI.B ?33 AGRIUM INC AGU 31"" E353: ISHARES SILVER TRUST SLV 33;; Egg' NEWMONT MINING CORP NEM it Hi .. 7 con TIRE CORP CTC.A jg . "jg SASK 33$ tit .- . a INTL IBM 2% 3.-fig COCA-COLACO KO Egg. egg; MCDONALDS CORP MCD 3; ~21' $1377 53 9 TELUS CORP TA rm SPDR DOWJONESINDL DIA gar; ETEE :5 Egg' fig 5:2; TRANSCANADA coRP TRP :55: .33: This category applies on1)'1'l'the assetfincome is solely at ofthe filer's spouse or dependent i en. If ue ass Income ts eiuer that ofthe 1'1 er orfointly Teld by filer with the spouse or dependent children, Prior Editions Cannot be Used. OpenSecrets.org Forrn 5 C.F.R Fm 2634 U.S. Officc Ethics Reponing IndivIduat's Name . Page Number - Rice. Susan A 6 (Use only if needed) 01l23!09 Assets and Income Valuation of Assets Income: tvoe and amount. lf"None (or_tess than $201)" is checked. no at 01056 Of other entry is needed in Block for that Item. reporting period BLOCKA BLOCKB - BLOCKC $3 ype Amount LL. "2 5:333 3. on Ian? =33? Other Date 3,32 Iii; 2 Income Dav. . IsI>ecIry Yr535312 Actual Amount) Honoraria Ry? ;;sfi_ ?2:5' 3. itti XE as"; it I 2+ :33: R32 33- . 1 JOHNSON JNJ if,' BANKOF MONTREAL BMO fig'; . BROOKFIELDASSET MGT I3AM.A Ex: stir X: 2 CDNIMP BANKCOMMERC CM Hag I, stag BANKOF NOVA scoTIA I3Ns GREAT-WEST LIFECO owo so zazg? 1:53: 2.: 3 SPDR GOLD TR GOLD GLD egg A IMPERIAL OIL LTD IMO gs; 35 fir TRANSALTA CORP TA 'if :55 4 ENCANACORPORATION EOA 'pg ENBRIDGE INC ENB ,3 cENOvus ENERGY CVE ref; 5 coN PACIFIC RAILWAY CP mg mg fig ROYAL BANK coA RY 532:2: 5% TORONTO DOMINION BK To 3 ROYAL TRUST CORP OF CDA-CASH ax; fig; I'-'oi fig; .3. ROYAL CORP OF CDA-CASH US 31% 3:3-jg - fix we 7 EMERSON ELEC co EMR 33; XX CATERPILLAR INC CAT .. MART STORES INC WMT in 'ii 22 a ISHARES SILVER TRUST sw 'gt' Iniifif coN TIRE CORP cTc.A fit BCE INC BCE "32. 9 -SPDR DOWJONESINDL -- as-_ TRANSOANAOA CORP TRP 53;: JOHNSON JNJ . 333 .. This category applies only ifthe assetfincome is soley at ofthe filers spouse or dependentc I'tdre_rI. tfue asse I.ncome scither that oflhe fi er orjointly Tel by wfifi the spouse or dependent children, mark the other higher categories ofvalue, as appropriate. Prior Editions Cannot be Used. OpenSecrets.org (JOE Fen-n 2'l'3{Rev. 5 C.F.R Fm 2634 U.S. Office ol'Government Ethics Reporting Name Rice. Susan E. SCHEDULE A continued (Use only if needed) Page Number 01 l23lO9 Assets and Income BLOCK A Valuation of Assets at close of reporting period BLOCK Income: tvoe and amount. If "None or less than $2011" is checked. no other entry is needed in Block for that item. BLOCK Amount if gels; 51:; :7 :1 Xi f' 57'? Other Date - - A 53;; en: Income (Mo..'Dav. .: ii I 3 ii" 313? (Specify Yrmefit Onmf - .. - :Amount) I-Ionorarin 'figs; .3 -3385 :I-1 snfir 3. iw 3' 1* 52 1 BANK OF MONTREAL BMO 5 53%; BROOKFIELDASSET MGT BAMA -5-gi? - CDN IMP BANKCOMMERC CM - in 2 BANKOF NOVASCOTIA BNS 35. 33; GREAT-WESTLIFECO Gwo SPDR GOLD TR GOLD GLD . . . 51; re: 3 ENOANA CORPORATION EOA $3 fig'-' gga: IMPERLAL OILLTD IMO fig; gfie; #33; TRANSALTA CORP TA 31%; fig' 4 CENOVUS ENERGY CVE Egg; an we': :4 see: see: as 3- no". we me ENBRIDGEINC ENB gfi fig; gin' 332 CDN PACIFIC RAILWAY CP jg aria tit: Reef? nit 5 ROYAL BANK RY 'ii in fii TORONTO DOMINION BK TD 4; Egg>> 3; $33 ROYAL TRUST CORP OF CDA-CASH :33" if 6 ROYAL TRUST CORP OF CDA-CASH US 33;; E333 an ffig .2 33% SPDR GOLDTR GOLD GOLD SHAREEGLD E3 fig . -- 7 ISHARES INC MSCI CDA INDEX EWC st-33 3,33 3' ENCANA CORPORATION ECA fig gee]; - ISHARES TRBARCLAYS3-7YR TR IEI :33 3 ISHARES TR TR BD IEF XX 33;; -- ISHARES TR CP BD LOO gig .533 2:3 gig j- CENOVUS ENERGY eve :33: $33 fig . 9 ISHARES TR MSCIEAFEIDX EFA 22;; rt; egg SPDR DOWJONESINDL out gs} gt: ROYAL OF CDA-CASH 21:22: 2333. in? 2: E9: 3 2 Eng 'l'l'u's category applies only if the assetfincome is solely that mark the other higher categories of value, as appropriate. Prior Editions Cannot be Used. filers spouse dependent Ten. If' 16 asset/income IS eit1erJthat ofthe ii . or jointly Teld by the i her with the spouse or dependent children, OpenSecrets.org UUE Form 09f20l0} 5 C.F.R Pan 2614 U5. Oflice ofGowrn.rnmtELh1'cs Repomng Name Page NI-Iiflier Rm Susan E. SCHEDULE A continued 8 (Use only if needed) 01/23l09 Assets and Income Valuation of Assets Income: woe and amount. If "None for less than szon" is checked. no at 01056 0f other entry is needed in Block for that item. reporting period BLOCK A BLOCK BLOCK EUR33 Amount 23ms' ""52 6 1:33 other Date 3:3 $23: 2. i . 2:33: -2 (l?lcomfig /Moi; E)>rrv- iswoesActual Onlv If. . 3" 8 a 1 "?15 ca .5 5' Amount) Honorana . ?fgifima M333 1 ROYAL TRUST CORPOF CDA-CASH ISHARES SILVER TRUST ISHARES SLV -or 3% go; if -2 GOLD GOLD SHAREEGLD ,3 ii' 5% 3; ISHARES EFA -- 5: ?35 ISHARES INC MSCICDAINDEX EWC no I: oi: ms; 3 SPDR DOWJONESINDL om fig no 1: Egg ROYAL TRUST CORP OF CDA-CASH vi? ROYAL TRUST CORP OF CDA-CASH US 3% goo 35$ 4 SILVER TRUST ISHARES SLV jg; LEE EE SPDR GOLDTR GOLD GOLD SHAREEGLD is is. 5 15:3 5 ISHARES EFA 1 of 3-gag} ISHARES INC MSCI CDAINDEX Ewc ;:fi :33; ;g-figzj i Ifi-"5: SPDR DOWJONESINDL DLA 233;; if; ggi 6 ROYALTRUSTCORP OF CDA-CASH '-Lia: fig>>: 4 rm: s~c-e- +1 .544 ROYAL TRUST CORP OF CDA-CASH US 33;, 3g ;-gr ix; go; as" :22ISHARES SILVERTRUSTISHARES SLV 3% fig; SPDR GOLD TR GOLD GOLD SHAREEGLD 22%; an fl .- +93 ISHARES EFA 22:; Ex; ii}: 13?, ,4 Ed Ewc .:1o mg: Lei: 2 no" gs .9 - SPDR DOWJONESINDL 36 go xi. ;-gig on go; ww. -H-H-I am; - -xv ROYAL TRUSTCORP OF CDA-CASH 12.: -: 9 ROYAL TRUST CORP OF CDA-CASH US fig: gig grfii jg: Tidren. assc Lncome IS either that Ofthe Ii er orjointly Teld by the ler with the spouse or dependent children, mark the other higher categories of value. as appropriate. Prior Editions Carmel be Used. OpenSecrets.org 001:' Form '2'l'8(Rcv. 09!20l0) 5 C.F.R Put 7634 U.S. 0lTIec offiovemment Ethics Name Page Number Rice, Susan E. SCHEDULE A continued 9 (Use only if needed) 01!23/09 Valuation of Assets Income: Woe and amount. If"NDne (or less than 32011" is checked. no at close of other entry is needed in Block for that item. reporting period BLOCK A BLOCK I3 BLOCK . .- -c 0- 0.5.0- 0+ - . -c in I.-I. g- .I Other Date Ineor_n_e (Ma. Dav. Yr.) Tree Actual Onlv if Amount) Honoraria 0-V -I.-I.- '01. "Pit $50,001 - $100,000 35:: :35 i -c 0+ J.- .-I. $5,001 -815,000 -c 2 :3 $1,001 - $15,000 2 000,001 - S2g000,000 Over Sl.000.000 -0- -- $500,000 Over 550,000,000 None (or less than $201) moi - mason Over $1,000,000' Over 05,000,000 8 caiagfi >2 None .: es". =_-egg "If an -I.-1 1 00 INDEX FUND XIU gig 25;: fig RBC PRIVATE con MID EQUITY igfio Egg :4 RBC PRIVATE INCOME POOL . H: 5% to; 2 RBC PRIVATE INTI. EQUITY POOL Egg '53. 23% :33; ISHARES TRUST RUSSELL 1000 IND fig - I 3 RBC PRIVATE US MIDCAP EQUITY POOL 33-' "ii 33%? A 'Ir: fie: 53% 2; 4 HILL MHP - re: fifl-'0-1 . COMMUNICATION V2 DISNEY co DIS -. it -I. .-.-.-. 5 UB3 RANK USA AccT as-3:; . I PFIZER PFE 3 3: -3- DELL DELL 235;' 5 2% 6 UBS BANK USA DEP ACCT fies :4 CALVERT TAX FREE RESERVES MONEY I23 - 7 WALKER DUNLOP wo '32 ii'; *3 '33 T: a CREF STOCK E: CREF GROWTH 53% CREF GLOBAL EQUITIES E5 9 TIAA REAL ESTATE 78:; CREF BOND MARKET 33:; :4 CREF SOCIAL CHOICE the filer \'ir'il.i1 spouse or depen ent children, -ct' '_'lhis category applies only ifthe assetfincome is sEle ilclren. -income is either that of the filer orjointly held mark the other higher categories of value, as appropriate. 6 Prior Editions Cannot be Used. OpenSecrets.org OGEFOH11 273[Rev. 090010) 5 C.P.R Pan 2634 U3. Bt.hics Reporting ficltviduafs Name Rice, Susan E. SCHEDULE A continued (Use only ifneededL Page 01123109 BLOCK A Valuation of Assets at close of reporting period BLOCK 8 BLOC Income: rvne and amount. If "None for less than $201)" is checked. no other entry is needed in Block for that item. KC $1,001 - $15,000 $50,001 - $100,000 . wig-0 we-E" -am-re - -: -5- 0.- . .-.4.-. +70% . --so .- 1 $250,001 -- $500,000 Over Si.000.000 ss,ood,oo1 - Amount Exeepted Trust Dividends None (or less than $201) $5395: nriisee 1 $1,001 - 35.001" 513' $50,001 -- $100,000 'vie --sv i 3 .-T. :-he :4 . . 2; Other 5* I . 3 noomc -. It. Over 51,000,000- Onlv if Honorana Over $0,000,000 ass; 1 DISNEY STOCK FUND - iris'-+ .0: 32:: FIDELITY CAP APPRECK fj'= 5 3% FIDELITY FFEEDOM 2025 ?21; Eigig 2 AMCAP FUND 5290 GROWTH FUND or AMERICA-5290 233'"? :33 5: SMALLCAP WORLD FUND-5290 513;'? .5 I i a FUNDAMENTAL INVESTORS-529C 'ff 2; THE INVESTMENT co. or AMERICA-529C 4% Egg:-, 53*? CAPITALWORLD GROWTHANDINCOME-529C 5 -. 5. 3 4 THE BOND FUND or AMERICA -. fig H: at 2 CAPITAL worno BOND FUND-529C fig me - 'its' :2-ii' 35 5 PNC BANKACCONT ye TD BANK ACCOUNT SEE gg-,3 "it DISNEY CORP. (spouses salary) Hr F's CAREER CORP (Career Counsettng Services) 30;: 7 mac SELECT BALANCED PORTFOLIO E2 WASHINGTON INVESTMENT GROUP 3133 . 8 CREEK TIMBER LTD (Timber) - 0 INTENTIONALLY LEFT BLANK 3' +1 3-01.- e- .-T. the other higher categories ofvaiue, as appropriate. This category applies only if the assettineome is solely that oflthe fIl.cr's spouse or depentj that_0t'iU1e the wi th the spouse or dependent children, mark Prior Editions Cannot be Used. 63 Pet' I QC OpenSecrets.org 00%: Form 5 C.F.R Pan 2634 US. Olfice Ethics individual': Narnc fig-3 Number Rice' Susan SCHEDULE A continued 11 (Use only if needed) Valuation of Assets Income: woe and amount. If "None or less than $201)" is checked no at close of other entry is needed in Block for that item. reporting period BLOCK A BLOCK 5 go Amount 215 xi' .3 5+ - . . .-..- - 5.332:: Other Date . .- . 4- =3 c: leg; .1 Income (Ma. Dav. -. $.$.or-Iv-Amount] Honorana U-gr- t:f.8? ts 31<1 16-Dec-11 7 OBE INSURANCE GROUP ORD 15-Dec-11 TELEFONICA SA EUR1 (ESP) 16-Dec-11 FRANCE TELECOM EUR-4 15-Dec-11 TAKEDA PHARMACEUTI NPV 15-Dec-11 9 NOVELLUS SYS INC COMMON NVLS 19-Dee-11 CIT GROUP INC COMMON NEW CIT 30-Dec-11 10 CITIGROUP INC COMMON STOCK 9-May-11 CITIGROUP INC NEW COMMON STOCK 9-May-11 11 SUNPOWER CORP COMMON SPWR 17-Nov-11 SUNPOWER CORP CLASS A SPWR 1: 17-Nov-11 1! 12 MOSAIC CO COMMON M03 25-May-11 MOSAIC CO COMMON MOS 13 CENOVUS ENERGY COMMON CE 1: 15-Nov-11 CENOVUS ENERGY COMMON CE 1-1 KINETIC CONCEPTS COMMON - 7-Nov-11 15 ISHARES SILVER TRUST ISHARES SLV 4-Oct-11 SPDR GOLD TR GOLD GOLD SHARES NPV GLO 4-Oct-11 16 SPDR GOLD TR GOLD GOLD SHARES NPV GLO 14-Def-11 PEPSICO INC COMMON PEP 11 26-Jul-11 1? SPDR GOLD TR GOLD GOLD SHARES NPV GLD 3 1-1-Dec-11 This category applies only ifthe underlying asset is solely that of the t'IIer's spouse or dependent children. Ifthe underlying asset is either held the filer or jeinthfii by the filter with the spouse or dependent children, use the other higher categories ofvalue, as e|31Jr_op_riate. Prior Editions Cannot Be Used. 0penSecrets.org OGE1-'orrn 5 Do not Complete Schedule lfyou are a new entrant, nominee. or Vice Presidential or Prealdentlal Candidate rfepomng lndw1du.utI's Name Page Number Rice, Susan E. SCHEDULE continued 19 (Use only if needed) Part I: Transactions Transaction Amount (it) Two (X) Dale (Mo. . . . 5 Day.i'rldentificarionofmwta |CenI:ra] Airlines Common J: 211.999 1 ISHARES INC MSCI CDA INDEX EWC 14-Nov-11 ISHARES TR IBOXXSINVTOP CP BD LQD 1-: 14-Nov-11 1: 2 ISHARES TR TR Bl) IEF 14-Nov-11 3-: ISHARES TR BARCLAYS YR TR lEl :4 14-Nov-11 3 ISHARES TR MSCI EAFE IDX EFA 14-Dec-11 4 SPDR DOW JONES INDL ETF UT SER 1 DIA 14-Feb-11 1-: 5 ISHARES TRUST ISHARES SLV 5-Jul-11 SPDR GOLD TR GOLD GOLD SHARES NPV GLD 5--Jul-11 6 SPDR GOLD TR GOLD GOLD SHARES NPV GLD 14-Dec-11 rt 7 SPDR DOW JONES INDL ETF UT SER1 DIA 14-Feb-11 SILVER TRUST SLV 5-Jul-11 SPDR GOLD TR GOLD GOLD SHARES NW GLO 5-Jul-11 1 SPDR GOLD TR GOLD GOLD SHARES NPV GLD 14-De-o-11 9 SPDR DOW JONES INDL ETF UT SER1 DIA 14-Feb-11 10 SILVER TRUST ISHARES SLV 5-Jul-11 SPDR GOLD TR GOLD GOLD SHARES NPV GLD 1: 15-Jul-11 1-: 11 SPDR GOLD TR GOLD GOLD SHARES NPV GLD 14-Dec-This category applies only ifthe underlying asset is solely that ol'1he filers spouse or dependent children. lfthe underlying asset is either held by the filer or jointly held by the filer with the spouse or dependent children, use the othe.r higher categories ofvalue, as Prior Editions Cannot Be Used. 0penSecrets.org O-GB Fonn 2'r'3[Rev. 09.0010) 5 C.F.l?t Psrt2634 3, Office Name Rice. Susan E. SCHEDULE 2? rrzorus Part I: Liabilities Report liabilities over l0,000 owed to any one creditor at persona] residence unless it is rented out; loans secured None Cause" or or value (X) any time durintr the reoortincr period by vou. vour spouse. by automobiles. household firmtlure or appliances; and I or dependent children. Check the highest amount owed liabilities owed to certain rclatives listed in instructions. 8 during the reporting, period, Exclude a mortgage on you: See inst.n.Ictions for revolving charge accounts. Date Interest Tenn ll" . .. . . . Incurred Rate atJDlI- Creditors (Name and Address) Type ofLiabilIty :Examples' John Jones, I23 DC Proroissory note 1999 I0 on demand 'T1is category applies only ifthc liability is solely that of the filers spouse or dependent children. lfthe liability is that of the filer or a ioint liability of the filer with the spouse or dependent children, mark the other higher categories, as appropriate. Part II: Agreements or Arrangements Report your agreements or arrangements for: continuing participation in an and (4) fitturc employment. 566 instructions regarding the FCPOFUDB employee benefit plan (cg. 401k. deferred compensation: (2) continuation . of negotiations for any of these arrangements or benefits . payment by a former employer tineludlng severance payments); (3) leaves None Status and Terms of any Agreement or Arrangement Dal" Example: Pursuant to partnership agreement, will receive lump sum payment ofcapital account partnership share Don Jones 8: Smil-l1. 313" was caicrrlated on service performed lhrourrh U00. 1 TIANCREF Aocount--upon tenntnatton of employment. no further contributions will be made by employer or filer Institution 2003 2 3 4 5 6 Prior Editions Cannot Be Used. 0penSecrets.org O-GE Fomt 2'l8(Rev. 09!20 I0) 5C.F.R Part 2634 U.S. Office Ethics Reporting Individuals Name Page Number Rice, Susan E. SCHEDULE 21 uzoruu Part I: Positions Held Outside U.S. Government Report any positions held dun'n_g the applicable reporting period, whether consultant ofany corporation, finn, partnership, or other business enterprise or any compensated Of I101. lI1Cil.ldEUR_blli EIIC l'lOi IO ii'lO56 ofan officer. inctihtlinn nneitinn-z with director. trustee. general partner. proonetor. representative. employee. or social. fraternal. or political entities and those solelv of an honorary nature. - None Organization (Name and Address) Type ofOrg?tnization Pos-ition Held From Yr.) To (M0-. Yr-) - - - 1 I u--Doe Jones Smith, Hometown, State Law firm Partner 1.300 1 Rlce-Cameron Famlly Foundation Family Foundation Trustee 1212006 present 2 . 3 4 5 a Part II: Compensation In Excess Of $5,000 Paid by One Source - no not complete this part Report sources of more than $5,000 compensation received by you or your corporation. Finn, partnership. or other business enterprise, or any other non-profit if you are an Incumbent. 511510555 fifmiflliofl for Stewices Dfovlded directly by you during any one year of organization when you directly provided the services generating a fee or payment Temtlnation Filer. Or the reporting period. This includes the names of clients and customers of any of more than $5,000. You need not report the U.S. Govemment as a source. Vice Presidential or Presidential Candidate . . None Sourceflttame andAddre.s.s) ofDuties EXHJTIPICSI ..--. - Metro University jclient of Doe Jones 8: Smith), Moneytovm, State Lggal services in connection with university construction 1 2 3 4 5 3 Prior Editions Cannot Be Used. 0penSecrets.org