FULL SUMMARY OF DISCIPLINARY PROCEEDINGS AGAINST DR. SURAJIT C. MUKHOPADHYAY On 15th January, 2014, the NUJS Student Juridical Association (“SJA”) held a General Body Meeting at the University auditorium. A storm of questions was raised by the students against the current Vice Chancellor (“current VC”) and Dr. Surajit Chandra Mukhopadhyay (“Charged Officer”) regarding inter alia purchase of unbranded chairs and air conditioners at exorbitant prices. Without giving any satisfactory answers, the Charged Officer left midway on the pretext of an emergency. Later, the Charged Officer was found in his chambers which left the impression that he was trying to evade the questions. At the end of the meeting, the SJA unanimously passed the following resolution: We, the student body of WBNUJS, hereby resolve that we demand the resignation of the Registrar, Dr. Surajit C Mukhopadhyay, within 24 hours, on grounds of sustained administrative opacity, unaccountability and our consequential loss of faith. However, he did not resign. After constant persuasion by the SJA, the NUJS Executive Council (“EC”) agreed to form a committee to probe these allegations. The current VC constituted an Inquiry Committee (“Committee”) under Hon’ble Justice (Retd.) N.N. Mathur, Mr. Saroj Das and Mr. Asok Deb. The Committee submitted its report to the current VC on April 3, 2014. The current VC show-caused the Charged Officer on July 22, 2014. Unsatisfied with his reply, the current VC decided to constitute a departmental enquiry against the Charged Officer on August 27, 2014. The next day he was served a suspension letter in order to ensure a free and transparent enquiry. The Charged Officer initiated a writ (Writ No. W.P. 25523 (W) of 2014) before the Hon’ble Calcutta High Court against the suspension and the departmental enquiry initiated against him. On September 22, 2014, Justice (Retd.) P.N. Sinha, the Inquiry Officer was appointed by the Calcutta High Court (“Inquiry Officer”). The Calcutta High Court took judicial notice of the Inquiry Report in the Disciplinary Proceeding Against Dr. Surajit Chandra Mukhopadhyay, Registrar (Under Suspension) of the West Bengal National University of Juridical Sciences” (“Report”) vide its order dated February 19, 2016. The major charges that have been proven against the Charged Officer in the Report are briefly summarised below – 1. Purchase of 296 XO brand chairs at an exorbitant price – XO brand chairs were bought by the University due to the intervention of the Charged Officer in three phases (66, 148 and 82) at Rs. 7,500/- a piece (Report, p. 55). In the same tendering process, the same supplier (who provided the XO brand chairs) had quoted Godrej/Elegant chairs at Rs. 6,500/- a piece (Report, p. 53). The Charged Officer issued an order to M/s. Curtain Centre for supply of the XO brand chairs without drawing the attention of the current VC, the Finance Committee (“FC”) or this Council to the matter (Report, p. 53). Thus, there was a clear violation of the provisions NUJS Act, 1999 by the Charged Officer (Report, p. 59). Further, the Inquiry Officer acknowledged that the quotation independently obtained by the students from the same source shop (Calcutta Carpets) for the same brand and specification established that the actual price of these chairs was just Rs. 3,000/- a piece (Report, p. 55). Therefore, the purchase of these 296 chairs resulted in a loss of Rs. 13,32,000 to the University due to the illegalities committed by the Charged Officer. 2. Internal decoration of room numbers 201, 227, and 327 at an exorbitant price – Due to the intervention by the Charged Officer, room numbers 201, 227, and 327 of the University were internally decorated by M/s. Curtain Centre at an exorbitant price. The Charged Officer, in his note dated 07/11/2012, wrote that the advertisement of the tendering for the internal decoration of room numbers 201, 221, and 327 be put in Anand Bazaar Patrika (Bengali newspaper) and the University website (Report, p. 60). Consequently, notwithstanding Rule 150(i) of the General Financial Rules, 2005 (“GFR”), no advertisement was published in the Indian Trade Journal published by the Director General of Commercial Intelligence and Statistics, Kolkata or any national daily even though the same is mandatory. In addition, notwithstanding Rule 150(v) of GFR, the submission of bids was initially open only for two weeks instead of the mandatory three weeks. Since only a single bid was received, the Charged Officer got the bidding window extended by another 6 days to 4:30 PM on 27/11/2012. However, it had been the practice of this University to re-tender in events wherein only one bid is received (Report, p. 64). The funds for the said expenditure were University Grants Commission (“UGC”) Funds and, therefore, the GFR should have been followed by the University (Report, p. 72). Notwithstanding the said extension, there was no actual competition amongst the two tenders, i.e., M/s. Curtain Centre and M/s. Nundy’s. While M/s. Curtain Centre submitted Tender Form No. 2 at 4:00 PM on 27/11/2012, M/s. Nundy’s submitted Tender Form No. 5 at 4:20 PM on 27/11/2012 (Report, p. 78), exactly 10 minutes before the expiry of the new deadline. Moreover, Tender Form No. 2 with a different quotation was submitted first on 21/11/2012 by M/s. Curtain Centre and was then resubmitted on 27/11/2012 (Report, p. 78). It is also important to note that M/s. Nundy’s quotation was almost double of M/s. Curtain Centre’s quotation. Even after the extension the cumulative tender period was still a total of 19 days, while it should have been at least 21 days in light of Rule 150(v) GFR. Furthermore, the current VC was not informed that ‘vinyl’ flooring was being done for room number 227 (Moot Court Hall) as opposed to the originally stipulated ‘tarkett’ flooring (Report, p. 77). This deviation was made on express clearance from the Charged Officer, violated clause 3 of the Work Order that was issued to M/s. Curtain Centre and unfairly enriched M/s. Curtain Centre at the cost of the University. Yet, the Charged Officer did not execute the penal provisions for such a violation stipulated under the Work Order in order to unduly benefit M/s. Curtain Centre. Therefore, due to the illegalities committed by the Charged Officer, the University suffered massive financial loses. 3. Purchase of 106 Carrier ACs at an exorbitant price – The Charged Officer also caused the University to buy 106 Carrier ACs at an exorbitant price from Mr. Tapas Saha, who was already known to the Charged Officer. In his note dated 08/06/2011, he wrote, “L1 for Voltas 3 star will be lower by Rs. 500/- visa vis Carrier machines. Since carrier is a better machine, we may purchase such, with a long term view” (Report, p. 133). The then Vice Chancellor, Prof. M.P. Singh in his note dated 10/06/2011 replied, “as we had been relying on Voltas so far and it is also L1, let us follow the same norm” (Report, p. 133). After the Infrastructural Development Committee meeting dated 07/02/2013 a new file on the issue was opened. In his note dated 19/03/2013, the Charged Officer writes, “a meeting may be called for settling final price with Carrier Midea India Pvt. Ltd. To note that Carrier machines have copper wires as compared to other make with aluminium wires. Copper is more efficient and we may go for such” (Report, p. 124). Nowhere in the new IDC file did the Charged Officer mention about the aforementioned note left by Prof. M.P. Singh. In his note dated 21/03/2013 to the current VC, he wrote, “we need to provide LOI immediately to avail pre budget prices. This may be treated as priority for booking of prices done immediately for Carrier ACs as proposed above for 10+90 units”. The Inquiry Officer observes that the Charged Officer very cleverly in his note dated 19/03/2013, “almost settled himself that he will procure Carrier brand AC machines and thus made the note that a meeting may be called for settling final price with Carrier Midea India Pvt. Ltd. As Carrier machines have copper wires as compared to other make with aluminium wires and copper is more efficient” (Report, p. 141). In doing so, the Charged Officer betrayed the trust of the current VC by supressing Prof. M.P. Singh’s note, bypassed statutory University authorities viz. the EC and the FC and deviated from the well-established University practices in such matters. His actions, therefore, amount to dereliction of statutory duties under Section 5(xxxvi), Clauses 20(3) (a) and 20(3)(h) of the Schedule to the NUJS Act, 1999. 4. Illegal appointment of Ms. Soma Karmakar – The Charged Officer acted illegally right from the beginning in the process of appointment of his Personal Assistant. First, he ignored the then Assistant Registrar (Admin.), Mr. Sidhartha Guha’s suggestion regarding informing Employment Exchange about the vacancy. He failed to follow the guidelines regarding wide publication of the vacancy laid down by the Supreme Court of India (Report, p. 190). Second, the then Vice Chancellor, Prof. M.P. Singh had added a note to the final draft for advertisement for position of Personal Assistant to Registrar, adding that preference being given to candidates knowing shorthand (Report, p. 85). However, Ms. Soma Karmakar’s application documents show that she did not know shorthand. Third, Ms. Soma Karmakar had already worked as Charged Officer’s Personal Assistant (since 2009) when the latter was working at the Centre for Studies in Social Sciences, Calcutta (Report, p. 195A). The Charged Officer never revealed his previous association with Ms. Soma Karmakar to the EC or the then Vice Chancellor Prof. M.P. Singh. Exhibits 14 and EO-1 show that the Charged Officer prepared short list of candidates (Report, p. 192) and interviewed her along with Prof. M.P. Singh and Prof. M.K. Sinha, in absence of any other form of screening (Report, p. 195A). On the other hand, the Inquiry Officer notes that there were multiple candidates out of the total 54 who had certificates of both shorthand and stenography (Report, p. 191). The Inquiry Officer has specifically mentioned that out of the new applicants those bearing serial no. 2, 4, 5, 6, 9, 11, 17, 20, 27, 29, & 30, and out of the old ones those bearing serial no. 2, 4, 6, 7, 8, 10, 11, 12, & 17, were better than the 10 candidates who were shortlisted by the Charged Officer (Report, p. 191). Even out of the shortlisted candidates, those bearing serial no. 3, 8, 9, and 10, were better than Ms. Soma Karmakar (Report, p. 191). The Inquiry Officer also opines that a wrong was done to Ms. Molly Nandi, the internal NUJS candidate, who was not even shortlisted for the interview, even though she had a certificate in both shorthand and stenography which Ms. Soma Karmakar evidently lacked (Report, p. 192). Charged Officer’s illegalities defy the basic principles of natural justice and amount to dereliction of statutory duties under Section 5(xxxvi) and Clauses 20(3)(a) & 20(3)(h) of the Schedule to the NUJS Act, 1999. Exhibit 69 and the Charged Officer’s observations thereof clearly establish the illegitimate relationship between Ms. Soma Karmakar and the Charged Officer (Report, p. 194). Therefore, the Charged Officer’s illegalities in this regard amount to clear dereliction of statutory duties. In the Extraordinary Meeting of NUJS Executive Council dt. June 18, 2016, a unanimous resolution to dismiss the Charged Officer from service was passed. In its order dt. July 11, 2016, the Hon’ble Calcutta High Court kept questions, as to the jurisdiction of the Vice Chancellor, et al., open. The High Court allowed the University to give effect to the order of dismissal not before expiry of the next seven days (July 18, 2016), subject of course to a further order, if any. On July 15, 2016, the Hon’ble Calcutta High Court stayed dismissal till July 29, 2016 in light of the Charged Officer’s writ (W.P. No. 12652 (W) of 2016). However, on July 26, 2016, the High Court upheld the dismissal and allowed the University to dismiss the Charged Officer thereby dismissing the writ.