A Review of Two Social Services Clients Issued Out-of-Province Travel Benefits April 2016 Ministry of Social Services May 27, 2016 Scope and Purpose of the Review On March 8, 2016, the Deputy Minister of Social Services directed that an internal review be conducted into the events that led up to and included two individuals, Client A 29(1) and Client B 29(1) being approved for financial benefits to pay for out-of-province travel 29(1) 29(1) The purpose of the review is to understand the specific cases, learn from the experience, and recommend systemic improvements to guide future practice. The review includes: • • • • • Summary of the two cases Identification of applicable policy Analysis of policy compliance Identification of areas for improvement Recommendations for future systemic improvements The individuals were involved with different program areas within the Ministry, so review information was gathered from several sources, based on their area of responsibility and applicable policies, to determine whether policies were followed and to identify any potential areas for improvement. The Income Assistance (IA) Manager for the 29(1) Service Centre and area examined the Saskatchewan Assistance Program (SAP) and Saskatchewan Assured Income for Disability (SAID) program involvement for the individuals and the events that occurred at the local office. The Director of Provincial Services examined the Transitional Employment Allowance (TEA) involvement for Client A. A Program Consultant for the Income Assistance Program Design and Operational Policy Unit completed an additional examination of the application of policy. Summary of the Two Cases On March 8, 2016, Client A and Client B attended the 29(1) Income Assistance Service Centre together and were seen by an Emergency Worker together. Reception staff reported that both individuals had come to the office to request bus tickets to B.C. Client A 29(1) 1 29(1) 29(1) 29(1) Client 29(1) 29(1) Applicable Income Assistance Policy in Saskatchewan The following are applicable Saskatchewan income assistance policies addressing payment for emergency services and travel: Transitional Employment Allowance (TEA) 11.1 Temporary assistance in special circumstances The unit administrator may approve temporary assistance in an amount not exceeding $1,000 for the costs of temporary shelter and food to TEA applicants who: o Are staying in temporary shelter not funded through an emergency shelter services Saskatchewan Assistance Program (SAP) (SAID Policy is equivalent) 2.3.7 Transients Transients are those single individuals or family units, not currently receiving benefits in the province, who have recently moved into the province and do not have or do not wish to establish a permanent residence in the area they are applying. Financial benefits and/or health services may be provided for up to four working days. 10.6.5 Moving Costs / Out of Province The supervisor’s approval is required when a recipient wishes to move or return to another province (e.g., employment, leaving an abusive relationship, move closer to family support). Contact is made with the other province to advise of the recipient move and if the recipient will require financial benefits. The recipient’s name, dependents and relevant circumstances regarding the move are provided. Recipients may move on their own without the other province’s agreement. Funds for moving basic household belongings may be provided. Other costs such as meals and accommodation may also be provided. Consent to communicate with other jurisdictions is addressed through verbal consent by the client at the time and the consent form signed at their initial application for benefits. In the completion of this review, information was gathered on the out-of-province move and transient aid policies of the neighbouring provinces of Alberta and Manitoba. Generally, these provinces have similar provisions to Saskatchewan (Appendix A contains additional comparative information). 4 Client A Relevant Circumstances and Policy Application Relevant Circumstances The request for travel and moving expenses to B.C. was assessed as transient aid for Client A. 29(1) TEA does not provide out-of-province travel so his file needed to be closed to access emergency travel benefits through SAP. He requested his TEA file be closed and he was referred to an Income Assistance Emergency Worker to apply for benefits to pay for a bus ticket to B.C. Transient aid benefits in the form of a requisition for a bus ticket to Vancouver were provided. Policy Application The decision to close Client A’s TEA file and issue transient aid transportation benefits through SAP to relocate back to B.C. was within policy. As required, supervisory approval was provided. Client B Relevant Circumstances and Policy Application Relevant Circumstances 29(1) Policy Application The policy used to provide Client B with transportation benefits for moving out-of-province is found in SAP Policy 10.6.5 or 10.6.6 in SAID Policy. This is the correct policy, given his circumstances, for an out-of-province move. As required, supervisory approval was provided. While the travel benefits were issued using the correct policy, 29(1) 29(1)29(1) The relative strength of a plan is a qualitative judgement by the worker. 5 Summary of Policy Application and Decisions • The Ministry was responding to requests from Client A and Client B to travel to B.C. • 29(1) • 29(1) • The decision to issue benefits for a bus ticket to Client A was compliant with applicable Ministry policy. • 29(1) • Communication occurred effectively and efficiently between the TEA program call centre and the 29(1) Service Centre. • 29(1) The policy used to provide him with transportation benefits for out-of-province travel/move was the correct policy, given the circumstances. • While the travel benefits were issued using the correct policy 29(1) 29(1) • • • • SAP policy identifies the need to make contact with the destination province for existing clients; Transient Aid policy does not note this same requirement. Contact was made with the Development and Social Innovation local office in Vancouver by the Income Assistance Supervisor, advising of the pending arrival of the two individuals in B.C. This contact was, however, shortly after departure, rather than in advance. Approvals for transportation funds through SAP included the Supervisor’s approval, as required. Workers make decisions on a daily basis within legislative authority, and their role is to find the best means to assist and support clients’ needs and requests. Provision of transportation benefits supported the requests of the individuals. The decisions made in this situation were in keeping with the individual’s right to make decisions about his or her life. 6 Potential Areas for Improvement • • • • • While Client B 29(1) , the planning could have been stronger and more extensive. In addition, the contact with the destination province could have been earlier and involved more information for the clients regarding options upon arrival, including the connection to Victoria. Exploration with Client A and Client B on an individual basis, rather than at the same time, may have helped to ensure communication was tailored to the individual and options and planning were considered from an individual perspective. While the response from the TEA program was within policy, it may have been of additional benefit to provide the client with information on other help the IA Emergency Worker could potentially provide (e.g., building connections to CBOs or other resources in the community to find more permanent housing and employment rather than leaving the province). The policy on issuing benefits to support individuals who wish to move to a different province relies on qualitative judgement by workers. There is only limited content in the policy to help guide the decision-making and planning. Additional content, either in policy or a procedure, would help guide workers in decisions and provide improved support to clients. IA Workers have limited or little information on whom to contact in other jurisdictions when a client chooses to move. Recommendations The following systemic recommendations are offered as a result of this review. They include an individual case review at the front-line, policy and procedure enhancements, further consideration of the Ministry’s role and capacity in case planning, and staff training and supports. Individual Case Review with Front-line Staff 1. Review and analysis of these two cases and decisions with the involved front-line team for these specific cases, including an initial review meeting (completed) and a follow-up “lessons learned” review at the individual case level. Policy and Procedure Enhancement 2. Review and clarify the applicable travel benefits policies to include more specific decision-making criteria for the approval of “Transient Aid” and “Outside of Province” benefits. 7 3. Draft an out-of-province move procedure to accompany policy. Because out-of-province travel benefits are rarely provided in comparison to other benefits, a reference guide will help workers support clients toward improved outcomes. 4. Draft a procedural statement reinforcing the benefit of individual discussions between workers and clients on major decisions when two clients are attending a meeting together. This work also needs to respect the right and/or wish of a client to have someone with them as a support or advocate. Case Planning 5. Detailed and thorough case planning is critical for the worker and the client, to ensure all relevant circumstances are considered when making decisions. In the context of Income Assistance Redesign, the Ministry should further consider and document its role, training, and delivery capacity for case planning with SAP and SAID clients. 6. Continue to respect the right of individuals/clients to make their own life decisions (i.e., self-determination). Staff Training and Support 7. Provide an immediate reminder to Income Assistance staff on the application of policies related to out-of-province travel and travel allowances. (completed; On March 10, 2016, and a follow-up on April 28, 2016, an email was sent by the Income Assistance Executive Director, reminding provincial Income Assistance Service Delivery staff of the policies and processes in place for out-of-province travel, transient aid, travel allowances, and case planning). 8. Provide additional training to all Supervisors and front-line workers on application of out-of-province move and transient aid; and add an out-of-province or transient aid scenario/exercise to the existing core training package for Income Assistance Workers. 9. Ensure Ministry staff members are well supported so they can continue to do their best work following incidents that receive public attention and criticism, including postdiscussions and access to individualized supports such as the Employee and Family Assistance Plan (completed). 10. Develop and provide Supervisors and front-line staff with a contact list for other provinces’ income support programs. 8 Conclusion This situation involved the application of income assistance policies in support of the needs and requests of Client A and Client B. In the delivery of services, we respect the inherent dignity and worth of all people while assuring ethical practice by respecting an individual’s right to choose. We ensure privacy, confidentiality and appropriate information sharing, and act in good faith at all times toward those who come to us for help. Employees must continue to do their best to consider clients’ requests and circumstances while applying applicable policies when making these decisions. There is always room for improvement. This review highlights several areas that may assist in continuous improvement as we serve those in need. While outof-province travel requests are relatively infrequent compared to other funding needs, staff need to be well prepared and informed when making funding decisions. It is recommended that a work plan with achievable completion timelines is established to implement the recommendations of this review. 9 Appendix A Senior officials responsible for income assistance programs in Alberta and Manitoba were contacted to gather information on their respective policies regarding transportation benefits for those who choose to move to another province or need transient aid. Alberta has provisions similar to Saskatchewan regarding transportation expenses for clients who are transient, though it may not be explicitly called “transient aid,” as in Saskatchewan’s policies. In Alberta, benefits (including transportation and other costs) may be provided to those without a fixed address in Alberta who do not intend to establish a permanent residence within Alberta, lack sufficient on-going income to meet their basic needs, and lack resources to meet their existing emergent needs. Manitoba’s policy on transients is less explicit. They state that while there is no minimum residency period in the province, Manitoba does not typically provide aid to those passing through the province. Both Manitoba and Alberta have policies that allow for the payment of transportation and other moving expenses for current clients relocating to other provinces. While the reasons vary somewhat across policies, they typically include moving for employment, seeking social or family supports, or escaping abuse. Manitoba has a similar approval provision in that a Senior Policy Specialist must approve out-ofprovince moves; in Saskatchewan it is the Supervisor. 10