A010 FINANCIAL DISCLOSURE REPORT Rvpow by we Re? in Aer of] 978 FOR CALENDAR YEAR 2013 (5 101.111) 1. Person Reporting (last name, first, middle initial} 2. Court or Organimtion 3. Date oflleport Solomayor, Sonia Supreme Court oflhc United States OSIOIKZUI4 4. Title (Article judges indicate active or senior status; 53. Report Type (cheek appropriate type) 6. Reporting Period magislmtejudges indicate full? or part?time) El Nomination Date 13132013 Associate Justice Initial A to mural Final El 1233 112013 Sb. El Amended Report 7. Chambers or {mice Address 1 First Street, NE Washington, DC 20543 I111 OR The Imrsf be followed. Campfere ah? pm-rs, cheekirrg the IVONIE box for me}: par! whereyorr have no reportable I. . (Repom':IgiIIdi1'idr:oi only; seepp. 9-13 NONE (No reportable positiorrs.) POSITION NAME {Reporrmg indt'rr'd:Iai mriy; see pp. I4-I6 of filing r?usIrnerion5.) NON No re orral?e a reemenrs. 8 DATE PARTIES AND TERMS Naune of Person Reporting Date offleport Page 2 of 7 Soton1ayor,Sonia OSIOIIZOI4 . fl? 0 . {Reporting irrd?fdrtal and spouse; see pp. 1 7-24 off??ug A. Filer's N011-Investmem Income NONE (No reportable non-investment income.) DATE SOURCE AND (yours, not spouse's) B. - were rrtarrfed ouyparrion ofrhe repor?ugycor, this (Dollar amomu no! required Ixorrorarmj NONE (No reportable non-investmen! income.) DATE SOURCE AND TYPE 1 . TS (lncimfes those to spouse scepp. 25-27 of_/Hung El NONE (No reportable SOURCE DATES LOCATION PU RPOSE ITEMS PAID OR PROVIDED I. l-Ioslos Community College Bronx, NY Question and Answer transportetion and meals Discussion 2. Ralph L. Carr Judicial Center 511 - Denver, CO Keynote Address lransporiion, lodging and meals 3. Yale University 5:18 13 New Haven, CT Commencement Address Iransponation, lodging and meals and Acceptance oi? Honorary Degree 4. Cardinal High SE30 - Bronx, NY Commencement Speech transportation and meals School and meeting with students 5. Marymount School 6r?l1 - 6:?l2:?l3 New York, NY Columcncement Address transportation and meals REPORT Name of Person Reporting Date ofReport Page 3 of 7 Sotomayor, Sonia 6. Touro College Law School 9E8 9;'l0fl3 New York, NY Acceptance ofthe Bruce transportation and meals K. Gould Award and Discussion with students University of Delaware 9;'l9fI3 Wilmington, DE Question and Answer transportation and meals Discussin with students 8. Harvard University 10:?l - Cambridge, Acceptottce of DuBois transportation, lodging and meals Medal FINANCIAL DISCLOSURE REPORT ?Wm Date of Reva? Page 4 of 7 Sotoniayor, Sonia USIOUZOI4 V. GIFTS. rruermree those to spouse emnrepemrem see pp. 23-3: of?tirig NONE (N0 reportable gg/is.) SOURCE DESCRIPTION VALUE LITI ES . rim-reuse; those qfspousr and dependent cltildren; see pp. 32-33 NONE (N0 reportable CREDITOR DESCRIPTION VALUE CODE 1. Discover Retail Credit Card 2. Visa Retail Credit Card 3. Master Card Retail Credit Card I 4. Aliierican Express Retail Credit Card I 5. JP Morgan Chase, NA Mortgage on Rental Property New York, New York (Pl. \?II,1inc 13) FINANCIAL DISCLOSURE REPORT Page 5 of?) Name of Person Reporting Sotomayor, Sonia Date of Report I . an -- mlrw, (hm'm!cs those ofsponse arm? deperrdem clrilrlreir; seepp. 3 4-60 NONE (No reportable income, tzssefs, or A. B. . D. Description of Assets Income during Gross value at Transactions during reporting period (including trust assets) reporting period ofreporting period (1) (3) (1) (2) (1) (2) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of from prior disciosure Cw? 1 div., rent, Code 2 Method buy, sell, 1nmt'ddfy}' Code 2 Code I buyer/seller or int.) Code 3 redemption) (J-P) (A-H) {ifprivale transaction) 1- Capital One Bank Account (formerly ING A Direct) 2. Citibank, N.A. Accounts Interest 0 3. Morgan Stanley Bank, NA (II) A Interest 4. Pimco Total Return Fund - A A Dividend Sold 5. Global Bond A Fund Dividend 6- Columbia TRI LC Growth Class A MF Fund Dividend Nuveen NWQ Large Cap Value A Fund Dividend 8. Thornburg IN Growth A Fund 13 Dividend 9. Franklin FLTG RT DLY Access A Common A Dividend Buy 08x03! 13 10. Morgan Stanley Bank, NA (IRA) (II) A Interest 1 I 1. Blackroek GLB Allocation FD Class A Dividend (IRA) 12. Pinico Unconstrained BDA (IRA) A Dividend I Buy 03i?22i?13 13. Rental Propcny New York, NY Rem Appraised 2012 I4. 15. 16. 1. Income Gain Codes: (Sec Columns BI and 2. \?aluc Codes (Sec Coltuims Cl and D3) 3. Value Codes [See Column Sl00.00t) =Sl5.000 orless - $500000 P3 - 550000.000 =Ap-praisal =Book Value ?81.00} - $2.50-0 - =Sl 5,001 S50000 SI.000.000 =-Cost (Real Iislatc Only) =0ther =S2.50l 55.000 [ll =Sl.000.001? S5.000.000 =$S0.00l - 3100.000 Pl =Sl ?00.00] - P4 =Morc than 550000.000 =Ass-c?incnt Sl5.000 H2 -?-More than 55.000000 =Sl.00.0f}l - 32 50.000 P2 - $25.000.000 T=Ca.sh Market =Sl5.00l - 550.000 FINANCIAL DISCLOSURE REPORT Page 6 Of?? Sotomayor, Sonia Date of Report OSIG U20 I 4 ADDITIONAL INF ORIVIATION OR EXPLANATIONS. -Part Ill - As I received no "Non-Investment lnconre" in 2013, Part is marked "None". I have been advised by the KnopfDoubleday Group, publisher of my memoir, "My Beloved World", that it disbursed $26,853.49 during 2013 to promote the sale ofthe memoir. Those disbursements included the payment of expenses to third parties transportation and lodging) in support ofappearanees 1 made in various locations in the United States, including a trip to Puerto Rico in April20l3. I have also been advised that Vintage Books, an afflliate of Knopf Doubleday Group, disbursed $2,369.30 during 2013 to support the promotion of the paperback edition of"My Beloved World", which was released in January, 2014. -Part IV, Item 1. - In conjunction with my visit to Hostos Community College, Knopf Doubleday Group sponsored a sales promotion Beloved World". - Part V, Gifts - During 2013 many people sent the gifts ofbooks, art, jewelry and memorabilia. have no reason to believe that any ofthose items exceeded the $350.00 limit. If] should learn otherwise, I will amend this fonn. FINANCIAL DISCLOSURE REPORT Page 7 of7 Name of Person Reporting Sotomayor, Sonia Date of Report DSIO 1120 I 4 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or depelltleut children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was because it met applicabie statutory provisions permitting lion-disclosure. I further certi?' that earned income from outside empioyment and honoraria and the acceptance ofgifts which have been reported are in compliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. ap]J.? 104) Signature: sl Sonia Sotomayor Suite 2-301 Committee on Financial Disclosure Office of the United States Courts Onc Columbus Circic, N.E. Washington, D.C. 20544